ISO/IEC 42001 Lead Auditor

Course code: 42001LA

ISO/IEC 42001 Lead Auditor training course enables you to gain the necessary expertise to audit artificial intelligence management systems (AIMS) by applying widely recognized audit principles, procedures, and techniques.

Why Should You Attend?

Artificial intelligence (AI) has become integral to the success of many organizations by enhancing efficiency through automation and improving decision-making by utilizing advanced data analytics. However, organizations should ensure the appropriate and ethical use of AI. ISO/IEC 42001 enables organizations to implement appropriate processes and controls to ensure the responsible use and management of AI system.

As the number of organizations seeking ISO/IEC 42001 compliance increases, there is a simultaneous surge in demand for skilled auditors possessing the necessary knowledge to assess and verify compliance. Therefore, PECB has developed the ISO/IEC 42001 Lead Auditor training course to empower participants with the knowledge and skills essential for planning and conducting ISO/IEC 42001 audits based on best audit practices.

The ISO/IEC 42001 Lead Auditor training course is beneficial for professionals seeking to stay ahead of the competition. This training course equips you with the expertise needed to navigate the intricate realm of AI-influenced organizational frameworks, ensuring you are well-prepared to contribute to the success of organizations in this transformative era.

After finishing the training course, you will be eligible to take the exam. After passing the exam, you will be able to apply for the “PECB Certified ISO/IEC 42001 Lead Auditor” credential. This certification proves your professional expertise in auditing organizations against ISO/IEC 42001 based on best auditing practices.

Examination fees and retake are included in the price of the training course.

850 EUR

1 029 EUR including VAT

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Course description
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Prerequisites
Certification

Course dates

Starting date: Upon request

Type: Self-paced

Course duration: 365 days

Language: en

Price without VAT: 850 EUR

	Starting date	Place	Type	Course duration	Language	Price without VAT
	Upon request		Self-paced	365 days	en	850 EUR	Register
G	Guaranteed course

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Course description

After completing this training course, you will be able to:

Explain the fundamental concepts and principles of an AI management system based on ISO/IEC 42001
Interpret the ISO/IEC 42001 requirements for an AI management system from the perspective of an auditor
Evaluate the AI management system conformity to ISO/IEC 42001 requirements in accordance with the fundamental audit concepts and principles
Plan, conduct, and close an ISO/IEC 42001 compliance audit, in accordance with ISO/IEC 17021-1 requirements, ISO 19011 guidelines, and other best practices of auditing
Manage an ISO/IEC 42001 audit program

This training course:

Integrates essential theoretical principles, ISO/IEC 42001 requirements, and industry-leading practices employed in AI management system audits
Enhances lecture sessions by illustrating concepts with practical examples derived from relevant case studies
Facilitates preparation through essay-type exercises and multiple-choice quizzes, some of which are scenario-based designed to closely replicate the format of the certification exam

Target group

Individuals with a background in auditing, whether internal or external, seeking to specialize in auditing AI management system
Managers or consultants seeking to master the AI management system audit process
Individuals responsible for maintaining conformity with the AI management system requirements in an organization
Expert advisors in AI management
Professionals involved in analyzing and understanding business requirements for AI implementation
Individuals involved in the development and implementation of AI solutions and in designing the architecture of AI systems

Course structure

Day 1: Introduction to the artificial intelligence management system and ISO/IEC 42001
Day 2: Audit principles and the preparation for and initiation of an audit
Day 3: On-site audit activities
Day 4: Closing of the audit
Day 5: Certification Exam

Prerequisites

The main requirement for participating in this training course is having a fundamental understanding of ISO/IEC 42001 and AI principles and concepts.

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Certification

The “PECB Certified ISO/IEC 42001 Lead Auditor” exam meets the requirements of the PECB Examination and Certification Program (ECP). It covers the following competency domains:

Domain 1: Fundamental principles and concepts of an AI management system
Domain 2: AI management system requirements
Domain 3: Fundamental audit concepts and principles
Domain 4: Preparing an ISO/IEC 42001 audit
Domain 5: Conducting an ISO/IEC 42001 audit
Domain 6: Closing an ISO/IEC 42001 audit
Domain 7: Managing an ISO/IEC 42001 audit program

For specific information about exam type, languages available, and other details, please visit the List of PECB Exams and the Examination Rules and Policies.

After successfully passing the exam, you can apply for one of the credentials shown below. You will receive the certificate once you comply with all the requirements related to the selected credential.

The requirements for PECB ISO/IEC 42001 Auditor certifications are as follows

Credential	Exam	Professional experience	MS audit/assessment experience	Other requirements
PECB Certified ISO/IEC 42001 Provisional Auditor	PECB Certified ISO/IEC 42001 Lead Auditor exam or equivalent	None	None	Signing the PECB Code of Ethics
PECB Certified ISO/IEC 42001 Auditor	PECB Certified ISO/IEC 42001 Lead Auditor exam or equivalent	Two years: One year of work experience in AI	Audit activities: a total of 200 hours	Signing the PECB Code of Ethics
PECB Certified ISO/IEC 42001 Lead Auditor	PECB Certified ISO/IEC 42001 Lead Auditor exam or equivalent	Five years: Two years of work experience in AI	Audit activities: a total of 300 hours	Signing the PECB Code of Ethics
PECB Certified ISO/IEC 42001 Senior Lead Auditor	PECB Certified ISO/IEC 42001 Lead Auditor exam or equivalent	Ten years: Seven years of work experience in AI	Audit activities: a total of 1,000 hours	Signing the PECB Code of Ethics

To be considered valid, the audit activities should follow best audit practices and include the following:

Planning an audit
Managing an audit program
Drafting audit reports
Drafting nonconformity reports
Drafting audit working documents
Reviewing and managing documented information related to the audit
Conducting on-site audits
Following up on nonconformities
Leading an audit team

Participants will be provided with the training course material containing over 450 pages of explanatory information, examples, best practices, exercises, and quizzes.

An attestation of course completion worth 31 CPD (Continuing Professional Development) credits will be issued to the participants who have attended the training course.

In case candidates fail the exam, they can retake it within 12 months following the initial attempt for free.

Exam Information:

Exam Type: Multiple choice
Duration of the exam: 3 hours
Exam language: English, Spanish, Japanese
“Open book”
Number of questions: 80
Exam Availability: Online/On paper

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